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Tuesday, 4 November 2014

The criminologist's dilemma: To what extent is a criminal born not made?



Introduction
This article  will analyse the claim that ‘criminals’ are predisposed from birth to commit crimes. This has always been an appealing topic in criminology because if we can understand what causes people to commit crime, then we may be able to reduce crime rates. If criminals are born, law abiding citizens can live in the comfort of knowing that criminals are only capable of such evil crimes because they are not ‘normal’ like the rest of the law abiding population. However we would risk creating a sub-species of humans who are labelled ‘criminals’ even before they have committed a crime and therefore could be falsely accused of potential crime. As a result of this  the foundational principles of justice in the UK criminal justice system would be destroyed. In this essay I will examine the question: To what extent is a criminal born not made? from three perspectives. Firstly the philosophical perspective, whether or not we have a fixed human nature and how that affects our ability to commit crimes. Secondly, what exactly makes us commit crimes, and thirdly, the control of our behaviour through training and whether we can change people who show the characteristics of a criminal?

Is crime part of human nature?
Philosophers have been debating about human nature for centuries. In this book Leviathan[1], Hobbes looks at the ‘state of nature’ a hypothetical situation before society, where man is left without social order and hierarchy and concludes that ‘life in a state of nature would be nasty brutish and short’. This encapsulates Hobbes’ view that humans are naturally unsociable and will commit crimes in order to satisfy their own hedonistic needs.[2] In order to remedy this Hobbes explains that society provides safety by means of a ‘social contract’ whereby we agree to live in a social format in order to be protected from the brutal state of nature we would otherwise be in. Hobbes goes on to explain how in society we are controlled by the sovereign, whom is a mortal god and keeps us in order, ensuring we are stopped from committing the acts we would be naturally inclined to perform if we were left in a natural state.

In terms of whether criminals are born or made, Hobbesian philosophy suggests that everyone has the ability to commit crimes and naturally we all would. Society saves us from our own criminal instincts but still gives us the safety and security we need to survive, the safety and security that in a state of nature would lead to us committing crimes. It could be argued that we cannot test the theory because we can never recreate a state of nature and find out exactly what people would do if there were no laws or social hierarchy. However, in response to this I would argue that in times of war and social collapse humans tend to act in a more criminal and instinctive way as the social boundaries that once confined our behaviour crumble.  Plato famously creates a similar thought experiment in ‘The Republic’[3] called the Ring of Gyges whereby he postulates that if we could have a ring that allows us to remain undetected we would commit crimes and immoral acts because we would know that we cannot be punished for it. For me, the London riots of 2011[4] are a prime example of this. In 2011 riots began after a teenager was shot by police in Tottenham. By the end of August millions of pounds worth of damage had been done in arson attacks, lootings and acts of vandalism. The mob mentality shown in these riots was a product of the belief that not everyone could be arrested and stopped all at once. However, many people who had no previous convictions later got arrested for rioting and police believe that this was because of their false belief that they would go unpunished. Keir Starmer QC argued, in an article for the Guardian, that it was far more important to ensure that the rioters were punished quickly, so they knew that they would not get away with their crimes, than it was to ensure they got lengthy sentences.[5] This is a very strong argument based on the classicist view that certainty in punishment will act as a better deterrent than severe punishment because criminals will know that they will be punished for criminal behaviour and this is what makes them think twice about whether the crime really is worth committing.

Opposing Hobbes is the famous Swiss philosopher Rousseau[6] who argues that a state of nature would be a state of paradise. For Rousseau,  man is naturally altruistic and society creates the opportunity to be evil and commit crime by giving us land to compete over and opportunities to fight for. Rousseau explained that when a man first marked out a piece of land as his own the marking should have been torn down and many crimes and wars would have been prevented by doing so. His salient point is that we should have remembered that the fruits of the Earth belong to everyone and claiming ownership and rights over the Earth leads to us being taken out of our natural altruistic state and into a state of brutal competition for survival over limited resources.

When applying Rousseau’s philosophy to the question: To what extent is a criminal born or made, it is clear that criminals are made by social and environmental conditions that create situations where crime is effective or even necessary in order for humans to be successful in society. For example the need to steal if we are starving; the economics of society dictates that money is needed to pay for food and food from the Earth is sold and not shared between humans. This fundamental idea that crime is a result of environmental and social factors has blossomed in modern times and will be covered in the next section when I consider what makes humans commit crimes.

Can we overcome the natural thirst for blood?

 In 1810, German physicians Gall and Spurzheim[7] conducted experiments in phrenology[8] to try to discover how the shape of the skull linked to a person’s criminal tendencies. Gall and Spurzheim believed that the human mind was made up of different faculties, each represented in a different area of the brain. They hypothesized that each of the areas of the skull were proportional to the person’s propensities. They believed that the skull fitted around the brain so by feeling the shape of the criminal’s skull they could measure the area of the skull that overlies the corresponding area of the brain and work out their personality traits. A large area meant that the criminal used that faculty extensively and a smaller area meant that faculty was less prominent in that particular criminal. They then used these findings to construct diagrams of the criminals’ skulls and list their natural tendencies. The findings were not meant to reveal that certain criminals had certain tendencies that they could not change; in fact Gall and Spurzheim believed that even natural inclinations towards traits such as aggression could be combatted by strict training and will power. Their main conclusion was that natural tendencies to commit crime can be found using phrenological methods and that the criminals with larger measurements in areas that represented the aggressive, violent and angry faculties were physically pre-determined to be criminals if they did not receive training to overcome their natural inclination, towards crime. Although phrenology is now an obsolete science Gall and Spurzheim’s assumption that personality traits can be found in localized parts of the brain is considered a foundation of neuroscience
Phrenology diagram- as used by Gall and Spurzheim. Image source: https://sites.google.com/site/physiciki/Home/pseudoscience/period-2/phrenology

Early positivism shared a belied in determinism[9]. Determinists believe that crime is a caused by individual, social or environmental factors depending on the context. For example, poverty is more likely to cause someone to steal food or possessions to sell for money than any natural instinct. While determinism is an important position, in modern criminal justice systems it is rejected on the grounds that if the person who commits a crime, such as stealing, only did so because of a social factor and not through their own free will then punishing them for an external factor they had no control over is unjust. Punishment, on the contrary appeals to more common sense ideas of responsibility.

There are two main categories of determinism: hard determinism[10] and soft determinism[11]. Hard Determinism is the belief that all of our choices to act are already pre-determined. For example a thief’s desire to steal is determined by a multitude of factors including the fact he has stolen in the past and gained respect from his peers in doing so and he enjoys the thrill of stealing and the possibility of getting caught. If hard determinism is right, then the criminal justice systems of modern democratic societies face huge issues because it means that criminals are being punished despite having no choice but to commit crime and no free will to overcome these predetermined factors.

Soft determinism combats the issues associated with having no free will by arguing that our choices are only pre-determined to an extent. We will have past experiences and preferences but ultimately we can override these determinations and make the complete opposite choice if we want to. Therefore, although the thief may enjoy the thrill of stealing, the risk associated with getting caught and the respect he receives from his peers for getting away with the crime, he still has enough free will to be able to choose not to commit the crime at all and seek thrills and respect from another legal activity. Soft determinism therefore allows determinism as a theory to be correct but still allow criminals to be punished because their crimes are a  partially a result of free will.  Neither hard nor soft determinists would go as far as to say that criminals are born but hard determinists would argue that they cannot be held responsible for their crimes because they were caused by external forces that they cannot resist, whereas soft determinists would argue that criminals are made because they retain the free will to be able to act on determinist factors or not.

Finally I shall consider Bentham’s Utilitarianism[12]. Bentham believed that humans are naturally hedonistic and will do whatever makes them happy. He formulated a hedonic calculus[13] whereby the person weighs up the advantages and disadvantages of an action before deciding which choice to make. If hedonic calculus is accurate, it suggests that criminals are rational human beings like law abiding citizens who think carefully about the consequences of their actions. Bentham then suggested a normative theory of utilitarianism whereby people should act for the greatest good of the greatest number. This is the primary underpinning of modern democratic criminal justice systems. Criminals are punished because they are rational human beings who chose to break the law and need to be rehabilitated or deterred so that in society the greatest good can be done for the greatest number. However, it should be noted that Bentham’s utilitarianism was a normative theory not descriptive and so just because people should do the greatest good for the greatest number does not mean that in practice they actually do. If someone acts selfishly and commits a crime that hurts more people than it helps, Utilitarian’s argue that  they should be  punished because they put their hedonistic needs before those of society.

How can we control the urge to commit crime?

In this final section I will consider how we control the urge to commit crime. Lombroso’s theory of avatism[14] argued that criminals are born and are essentially evolutionary throwbacks that resemble ancestral forms of life. This theory of avatism states that criminals usually have ancestral characteristics such as large ears, thick lips and large eye orbits. Criminals who commit crimes in acts of passion have something in their natural temperament that makes them instinctive and primitive and these impulses cannot be changed. This theory, although in its physical sense is outdated and disproven, has led to further experiments about the physicality of criminals. For example, Sheldon[15] conducted experiments that linked a large physical build to higher chance of committing crime. More recently, in the 1990s with the torture and murder of Jamie Bulger[16] committed by 2 boys aged 10 and 11 there has been a new urge to discover exactly how a child so young could be capable of such evil. 

Child murderers have always been somewhat of a phenomenon to criminologists, as they are in the unique situation of still being young enough to have not learnt much about which behaviours are socially acceptable, but enough to know what their natural instincts tell them to do and what they have learnt from their social environment. Bandura[17] created an experiment whereby he claimed that crime is a result of internal processes, in the experiment a group of children were shown a video of an adult attacking a ‘bobo’ doll and the other group of children were not shown anything. When placed in a room with the doll, the children who saw the video began violently attacking the doll and the children who saw no video were far more passively playing with the doll. For Bandura, this proved that a tendency to commit violent crime is a result purely of a child’s instinct to copy a parent or other adults and therefore to control this behaviour we should be monitoring adult’s behaviour around young children and controlling the level of violence they see from role models such as TV character, sportsmen and other children.

Finally, famous classicist Beccarria[18]argued that criminals are completely rational people like everybody else, this led to the creation of rational choice theory whereby it is believed that crimes will be committed if the advantages outweigh the disadvantages. The notorious case of R v Ahluwalia[19] supports this theory. In Mrs Ahluwalia’s case she was systematically beaten and raped by her husband over a number of years until one night she doused him in petrol and set fire to the bed he was sleeping him, killing him. This case demonstrates clearly that even murderers make rationale choices. Mrs Ahluwalia decided that a life possibly in prison away from her family and friends would be worthwhile, given that the alternative was a future filled with abuse and rape at the hands of her husband.  Classicists would argue that one way to deter criminals is to make punishment a certainty so that would-be criminals are less likely to deem the advantage of committing a crime is more worthwhile that the certain punishment they will receive.

Conclusions

To conclude, the claim that some individuals are born potential criminals in that they have natural instincts that sway towards aggression and violence holds great appeal.  This is an internal process not linked to their physical build. However, even assuming that someone is naturally inclined towards a life of crime their social and environmental surroundings can mean they will not act on their primitive urges. Links between crime and the criminal’s physical appearances such as that suggested through the science of Phrenology has been outdated by modern psychology which shows no link between brain physicality and crime. However, ongoing experiments looking at the link between high levels of hormones such as testosterone and high tendency towards violence[20] suggest that these people are more likely to commit crimes, but again this can be controlled by will, therapy and training. The argument that criminals are rational is very strong and cases such as that of Mrs Ahulwalia suggest that even in crimes of passion they have weighed up the good that will come from committing the crime against the bad. Changes to the law, influenced by classical criminology such as ensuring that punishment is certain, would mean that people would be less likely to find the advantages crime outweigh the disadvantages and so crime would be reduced.




[1] Thomas Hobbes, Leviathan (first published 1651, Penguin 1985)
[2]Julia Driver ‘The History of Utilitarianism’ (Stamford Encyclopaedia of Philosophy, 27 March 2009) http://plato.stanford.edu/entries/utilitarianism-history/ accessed 26/03/14 at 16:45
[3] Plato ‘The Republic of Plato’ (translated by Cornford, first published Oxford University Press 1941) Book 2: Ring of Gyges
[4] London Riots- http://www.bbc.co.uk/news/uk-england-london-14439970
[5] //www.theguardian.com/uk/2012/jul/03/riot-prosecutions-sentences-keir-starmer
[6]Jean-Jacques Rousseau, ‘Discourse on Inequality’ 1754( first published by  Marc-Michel Rey in 1755)
[7] Franz Josef "On the Functions of the Brain and of Each of Its parts: With Observations on the Possibility of Determining the Instincts, Propensities, and Talents, Or the Moral and Intellectual Dispositions of Men and Animals, by the Configuration of the Brain and Head, Volume 1." (1835  Marsh, Capen & Lyon)
[8]The Encyclopaedia Britannica: Phrenology http://www.britannica.com/EBchecked/topic/458369/phrenology accessed on 16/03/14 at 17:27
[9], Peter Van Inwagen ‘An essay on Free Will’ (Oxford University Press 1983)
[10] Richard Doubles The Non-reality of Free Will (1995): Hard Determinism
[11] Ibid: Soft Determinism
[12] Julia Driver ‘The History of Utilitarianism: Section 2: The Classical Approach’ (Stamford Encyclopaedia of Philosophy, 27 March 2009) http://plato.stanford.edu/entries/utilitarianism-history/ accessed 26/03/14 at 17:41
[13] Hedonic calculus http://philosophy.lander.edu/ethics/calculus.html accessed on 26/03/14 at 18:00
[14] Cesare Lombroso ‘Crime, Its Causes and Remedies’ translated by Henry Horton (Little Brown and Company 1911)
[15]Arraj, ‘Tracking the Elusive Human Volume 1: Part II: W.H. Sheldon's Somatotypes’ Inner Growth Books LLC 1988
[16]Scott, ‘Death of James Bulger’ http://www.crimelibrary.com/notorious_murders/young/bulger/1.html accessed 25/3/14 14:35
[17]Saul McLeod ‘Bobo Doll experiment’  published 2011: Bandura’s Bobo doll experiment http://www.simplypsychology.org/bobo-doll.html accessed 21/03/14 at 17:35
[18] Becarria ‘On Crime and Punishments’ (first Published in Italian in 1764) English Translation 2000 University Press Cambridge
[19] R v Ahluwalia [1993] 96 Cr App R 133
[20] Book, Starzyk and Quinsey ‘The relationship testosterone and aggression: A meta –analysis’ Aggression and Violent Behaviour: A Review Journal, Vol 6, Issue 6, 579-599